MiFID II: Policies, data and documents

Policies

• Order execution policy: in accordance with the FCA Handbook Rules and Guidance, when executing orders, Artemis is required to take sufficient steps to consistently obtain the best possible result for its clients taking into account relevant execution factors and any specific client instructions. This document outlines adherence to the set of  requirements outlined in COBS of the FCA Handbook in relation to best-execution policy and execution arrangements.
• TISA guide to approach to implementation for MiFID II costs and charges disclosures: this guide has been drafted by TISA to assist asset management and distribution firms to prepare for the implementation of MiFID II costs and charges provisions. Artemis has fully adopted the provisions of this guide.
• Target Market Population and Decision Guide: Artemis has participated as a member of the Fund Manager, Intermediary and Distributor Working Group (FIDWG), an industry working group of members active across European jurisdictions. FIDWG has produced this guide to assist firms in applying and interpreting the target market framework which forms part of the EMT.
• Governance framework: an overview of the Artemis product approval process is available online; the full framework is available on request.

(All documents are PDFs and open in a new window)

Data: EMT and EPT

You can obtain Artemis EMT and EPT data in two different ways:

1: From third-party data distributors

You may use the services of a third-party data distributor who can provide Artemis data alongside that of other asset managers. Artemis currently provides EMT and EPT data to a number of third-party distributors including:

Please contact your preferred distributor directly.

2: Direct from Artemis

You can download EMT and EPT data files direct from Artemis by visiting the literature library and selecting publication type ‘EMT’ or ‘EPT’.

Data is provided in CSV format following the standard EMT and EPT data structures and is updated monthly.

Data guides

We have produced the following guides to assist with understanding the file structures and how to access and view them:

• EMT template (Excel) Lists the data within the EMT template
• EPT template (Excel) Lists the data within the EPT template
• MiFID II and PRIIPs data templates structures (PDF) details how to convert convert the CSV files for viewing in Excel

Documents: PRIIPs KIDs

Where relevant and required, PRIIPs KIDs are available. For all other funds, we will continue to publish UCITS KIIDs during the transitional period up until the end of 2019.

Visit the literature library and select publication type ‘Key Investor Information Documents (KIIDs)’ or ‘Key Investor Documents (KIDs)’.

Documents: ‘ex ante’ costs and charges information

Costs and charges information documents are available in the literature library (select publication type ‘Costs and charges information’) on this website for all funds.

Future developments

• We have been producing DCPT (Defined Contribution Pension Template) data (as defined by the ABI and IA (20171208-DCPTV1) since April/May 2018 onwards

Please note: all of our MiFID II reporting has been prepared using information we reasonably consider to be accurate. Artemis Investment Management LLP makes no warranty that the information contained in any of our MiFID II regulatory reporting is appropriate or sufficient for any particular use or in any particular territory.